Form 8-K · Current report
Intercontinental Exchange 8-K, filed Aug 28, 2026
- Filed
- CIK
- 0001571949
- Accession no.
- 0001104659-26-103230
Summary
Intercontinental Exchange, Inc.'s Eighth Amended and Restated Certificate of Incorporation became effective on August 28, 2026, extending existing limits on stockholder voting and ownership to security-based swap execution facilities and expanding SEC review requirements for certificate amendments while the company controls such a facility; the changes supplement amendments made in August 2025 in connection with the SEC registration of subsidiary ICE Swap Trade, LLC as an SBSEF.
Key points
- Intercontinental Exchange's Eighth Amended and Restated Certificate of Incorporation became effective on August 28, 2026, after being approved by the board on February 27, 2026 and by stockholders on May 15, 2026, and filed with the Delaware Secretary of State.
- The amendment supplements changes made in August 2025 tied to the SEC registration of subsidiary ICE Swap Trade, LLC as a security-based swap execution facility (SBSEF).
- It extends existing limitations on stockholder voting and ownership to SBSEFs and expands requirements for SEC review of amendments to the certificate of incorporation for as long as the company controls an SBSEF.
- Each registered national securities exchange subsidiary, including the New York Stock Exchange, has filed the proposed amendments with the SEC.
Written by an AI model from the filing text. It can be incomplete or wrong; the filing on SEC.gov is the record.
Items reported
- 5.03Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
- 9.01Financial Statements and Exhibits
From the filing
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On August 28, 2026, the Eighth Amended and Restated Certificate of Incorporation (as so amended, the “Certificate of Incorporation”) of Intercontinental Exchange, Inc. (the “Company”) became effective, which supplements the amendments made to the Company’s Certificate of Incorporation in August 2025 in connection with the registration of the Company’s subsidiary, ICE Swap Trade, LLC, with the Securities and Exchange Commission (the “SEC”) as a security-based swap execution facility (“SBSEF”) that (1) extended existing limitations on stockholder voting and ownership to SBSEFs and (2) expanded existing…
An excerpt of the text as filed with the SEC, cut for length.
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